1. Why this case requires the historian to separate fact from legend
Every case in the suite obliges the historian to distinguish the true motive of a destruction from the charge that disguised it. The Belisarius case adds a second and rarer task, the separation of documented fact from durable legend, and this is the first reason the suite gives it a full treatment. For Belisarius is the subject of one of the most famous stories in the whole history of ingratitude, the tale that the greatest general of his age, the man who reconquered half the lost Roman world for the emperor Justinian, was in his old age blinded by that emperor’s order and reduced to begging in the streets of Constantinople, a blind old man holding out a bowl and crying for a coin to be given to Belisarius. The image is unforgettable, and it has been painted, dramatized, and retold for centuries as the very emblem of a regime’s cruelty to its savior. It is also almost certainly false.
The historian’s duty here is therefore twofold and delicate. The legend of the blinding must be set aside as a later invention unsupported by the contemporary sources, for to build a case on a fabrication would violate the discipline the suite imposes on itself and would expose the whole argument to the charge of resting on a fable. But the documented facts, once the legend is stripped away, establish the phenomenon as surely as in any case in the suite, for what actually happened to Belisarius, the recurrent recalls at the height of his success, the chronic withholding of support and reward, the confiscation of his property, the disgrace of his last years, is itself a clear instance of a regime’s fear and ingratitude toward the deliverer whose capability it could not do without and could not bear to honor. The case thus requires the historian to perform a double operation, to reject the famous legend and to demonstrate that the unglamorous truth is damning enough, and the performance of that operation is itself part of the case’s value, for it shows that the phenomenon does not need the embellishment of legend to be real, and that the legend grew up precisely because the documented treatment of Belisarius was recognizable, even to later ages, as the kind of ingratitude that such a story would fit.
The second reason the suite takes up the case is the unusually clear traceability of the emperor’s fear to the general’s popularity and demonstrated capacity, rather than to any failure or treason. Belisarius never lost a war that mattered, never rebelled, and gave the most striking proof of his loyalty when he had the opportunity and the means to take the throne and declined it. The suspicion that dogged him therefore cannot be explained as a response to anything he did; it can only be explained as the response of an insecure emperor to the existence of a subject too capable and too beloved to be left unwatched. The case isolates the phenomenon’s motive with particular clarity, for there is so little else to which the emperor’s treatment of his general can be attributed.
2. The deliverance: Africa, Italy, and the reconquest of the lost West
The deliverance Belisarius rendered, the first criterion of the phenomenon, was on a scale that few commanders in history have matched, the recovery for the Roman Empire of vast territories long lost to barbarian kingdoms, accomplished repeatedly with forces so small that his victories astonished his contemporaries and have puzzled military historians since. Belisarius was the foremost general of the emperor Justinian, who in the sixth century conceived the ambition of reconquering the western provinces of the Roman Empire that had fallen, in the preceding century, to the Vandals, the Ostrogoths, and other peoples, and it was Belisarius who made that ambition, so far as it was realized at all, a reality (Hughes, 2009).
His first great deliverance, though it was the salvation of the regime itself rather than the conquest of new territory, came at the very outset, in the Nika riots at Constantinople, when a popular insurrection nearly overthrew Justinian and the emperor was on the point of fleeing his capital. It was Belisarius, with the empress Theodora’s resolve stiffening the emperor’s nerve, who put down the rising and saved the throne, an early service that placed Justinian directly in his general’s debt for the preservation of his crown (Procopius, ca. 552 CE/1914, Wars, 1.24). The phenomenon’s bitter logic is already visible here, for Belisarius’s first service to Justinian was the saving of his throne, the very throne whose security would later make the emperor fear the general who had secured it.
The conquests followed. Sent against the Vandal kingdom of North Africa with a modest force, Belisarius destroyed it in a single swift campaign, defeating the Vandal army, taking Carthage, and capturing the Vandal king, restoring to the empire the rich African provinces that had been lost for a century (Procopius, ca. 552 CE/1914, Wars, 3–4; Hughes, 2009). Then, sent against the Ostrogothic kingdom of Italy, he conducted a longer and harder campaign that recovered Sicily, took Naples and Rome, held Rome through a famous and desperate siege against a far larger Gothic army, and at length captured Ravenna, the Gothic capital, and with it the Gothic king, so that Italy too seemed restored to the empire (Procopius, ca. 552 CE/1914, Wars, 5–7; Hughes, 2009). These were deliverances and conquests of the first magnitude, the recovery of the heartlands of the old Western Empire, accomplished by a general operating with forces that were always inadequate to the task and that he made adequate by skill, and they made Belisarius the most celebrated soldier of the age and the chief instrument of his emperor’s glory. The first criterion is met not by a single rescue but by a career of deliverance that returned to the empire what it had thought lost forever.
3. The proof of loyalty: the crown declined at Ravenna
The Belisarius case contains, like the cases of David and Han Xin, the decisive demonstration that the deliverer was no threat to the throne, the moment when he held supreme power within his grasp and refused it, and in Belisarius’s case the demonstration is especially pointed because the throne offered to him was the imperial throne itself. At the climax of the Italian campaign, as Belisarius besieged the Goths in Ravenna, the Goths, despairing of victory but unwilling to submit to Justinian, made Belisarius an extraordinary offer: they would surrender and accept him as emperor of the West, ruling over them and over Italy as their sovereign (Procopius, ca. 552 CE/1914, Wars, 6.29; Hughes, 2009). Belisarius had the opportunity to make himself an emperor, to take a throne that the enemy themselves were offering him, and he had the military power to hold it.
He pretended to accept the offer in order to gain entry to Ravenna and complete the conquest, and then, having taken the city, he set aside the crown entirely and held Italy for Justinian, refusing to make himself the sovereign he had been offered and remaining the loyal general of the emperor he served (Procopius, ca. 552 CE/1914, Wars, 6.29–30; Hughes, 2009). This is the proof, exactly parallel to David’s sparing of Saul and Han Xin’s refusal of the advisers’ counsel, that the deliverer was genuinely no threat to the throne, that he had the power and the opportunity to seize sovereignty and declined it out of loyalty. And as in those cases, the very episode that proved his loyalty deepened the suspicion against him, for when the report reached Constantinople that the Goths had offered Belisarius the empire and that he had entered Ravenna in possession of the king and the royal treasure, the emperor’s fear was not allayed by the general’s refusal but excited by the demonstration that the throne had been within his reach. A subject to whom the enemy could offer an empire, and who had the power to take it, was a subject the emperor could never afterward trust, however loyally he had declined, for the loyalty might not last and the capability remained. Belisarius’s refusal of the crown saved Justinian the trouble of a usurpation and earned him, in return, a lifetime of suspicion, the same inversion the suite has found throughout, in which the deliverer’s demonstrated fidelity becomes the measure of the danger he is feared to represent.
4. The turn: recall, suspicion, and the withholding of support
The phenomenon’s third criterion, fear as the operative motive, is met in the pattern of Justinian’s treatment of his general across the decades of his service, a pattern of recurrent recall, chronic suspicion, and the persistent withholding of the support and reward that the general’s achievements had earned. The fear did not express itself, as in the cases of Stilicho and Aetius, in a single act of destruction, but in a sustained policy of distrust that hampered the general throughout his career and disgraced him at its end.
The recalls came at the height of success. Twice, when Belisarius stood on the verge of completing a conquest, Justinian recalled him, whether from suspicion of his growing power, from jealousy of his glory, or from the influence of courtiers who worked on the emperor’s fears (Hughes, 2009). After the conquest of Africa, Belisarius was recalled to Constantinople, and though he was honored with a triumph, the first granted to a private citizen in centuries, the triumph itself was a calculated display in which the general walked through the streets not as a conqueror in his own right but as the emperor’s servant presenting captives and spoils to the imperial majesty, the honor carefully framed to exalt Justinian rather than Belisarius (Procopius, ca. 552 CE/1914, Wars, 4.9; Hughes, 2009). The recall at the moment of the offer of the Western crown removed him from Italy when his presence might have completed and secured the reconquest. And throughout his campaigns, Justinian persistently denied Belisarius the reinforcements, the money, and the supplies that his thin forces desperately needed, so that the general was perpetually compelled to win his victories with inadequate means, a pattern that the sources attribute in part to the emperor’s reluctance to entrust his general with a force large enough to make him dangerous (Hughes, 2009). The withholding of support is itself a form of the phenomenon’s fear, the emperor preferring to risk the loss of his conquests rather than to give his too-capable general the army that would have secured them, the fear of the deliverer’s power outweighing the desire for the deliverer’s success.
The disgrace of his last years completes the documented pattern. In his old age, Belisarius fell under the emperor’s displeasure, was accused of complicity in a conspiracy against Justinian, was brought into disgrace, and had his property and fortune confiscated, the rewards of a lifetime of service stripped from him by the emperor he had served (Hughes, 2009). The conspiracy charge, as in the other cases of the suite, served the fear rather than the fact, for there is no credible evidence that Belisarius, who had declined an emperor’s crown in his prime, conspired against his sovereign in his age; the charge was the instrument by which the emperor’s chronic suspicion found at last an occasion to disgrace and despoil the general. Though Belisarius was eventually restored to favor before his death and died in possession of at least some of his honors, the disgrace and confiscation of his last years were real, documented, and characteristic, the final expression of a lifetime of imperial fear and ingratitude toward the man who had reconquered the West.
5. The legend and its rejection: the blinded beggar
The historian must now address the legend directly, for it is so famous that to ignore it would leave the case incomplete, and so false that to credit it would corrupt the case. The story holds that Justinian, in the end, had Belisarius blinded and that the great general spent his last days as a blind beggar in the streets of Constantinople, holding out a bowl and asking passersby to give an obol to Belisarius. The image has had an extraordinary afterlife in art and literature, painted by masters, dramatized on the stage, and retold as the supreme example of a sovereign’s cruelty to his savior (Hughes, 2009).
The legend must be rejected, and the grounds for rejecting it are clear. It does not appear in the contemporary sources, neither in Procopius, who chronicled Belisarius’s campaigns in his Wars and excoriated Justinian and the general both in his bitter Secret History, nor in any reliable account of the period (Procopius, ca. 552 CE/1914, Wars; Procopius, ca. 550 CE/2007, Secret History; Hughes, 2009). Procopius, who hated Justinian and would have had every motive to record so damning a cruelty, says nothing of any blinding, and his silence, together with the silence of the other contemporary record, is decisive, for a punishment so public and so spectacular could not have escaped the notice of the sources had it occurred. The story appears only centuries later, a legend that grew up in the medieval period and was elaborated and popularized in the centuries after, an invention rather than a record (Hughes, 2009). The disciplined historian, bound to the contemporary evidence, must therefore set the blinding aside as a fable, and the suite does so without reservation, for to rest the case on it would be to commit the very fault, the building of an argument on a fabrication, that the suite is at pains to avoid.
But the rejection of the legend is not the end of the matter; it is, for the purposes of the suite, the beginning of a more interesting observation. The legend, though false, is evidence of something true, namely that the documented treatment of Belisarius was recognized, even by the later ages that invented the story, as the kind of ingratitude to which such a story would fit. Legends do not attach themselves at random; the tale of the blinded beggar grew up around Belisarius rather than around some honored and well-rewarded general because the real Belisarius had in fact been disgraced, despoiled, and ill-used by the emperor he saved, and the legend was an embellishment, in the lurid colors of later imagination, of a reality that already had the shape of the phenomenon. The fable of the blinding is, in this sense, the popular memory’s recognition of the documented fact, the later ages reaching for an image extreme enough to capture an ingratitude that the bare record, though real, stated too quietly. The historian rejects the legend as fact and retains it as testimony, the testimony of posterity that Belisarius’s treatment was felt, across the centuries, to be a betrayal of a savior, and that feeling, the suite holds, was just, for the documented disgrace was betrayal enough.
6. The phenomenon analyzed: the four concepts in the Byzantine case
The four analytical concepts of Paper 1 are present in Justinian’s treatment of Belisarius, and the case displays them in the particular register of a sustained policy of suspicion rather than a single act of destruction.
The convertibility of capability into threat appears in the emperor’s evident calculation that the general who could reconquer kingdoms could also seize the empire, a calculation that the offer of the Western crown at Ravenna made concrete. Belisarius’s capability was demonstrated on a scale that left no doubt of what he could do, and a general who could destroy the Vandal kingdom in a single campaign and recover Italy from the Goths was manifestly a general who could, if he chose, turn that capability against the throne. The offer of the crown proved that others saw this too, that the enemy themselves recognized in Belisarius a man fit to be an emperor, and Justinian’s lifelong refusal to trust his general, his withholding of the forces that would have made him too strong, was the throne’s response to the convertibility of the capability it depended upon. The emperor needed the general’s power to win his wars and feared the same power as a threat to his crown, and he resolved the contradiction by using the general while never trusting him, employing the capability while perpetually guarding against it.
Prestige as a rival source of legitimacy appears in the popularity and glory that gathered around Belisarius and in the care Justinian took to subordinate that glory to his own. The general’s victories made him the most celebrated man in the empire, beloved by the people and the soldiers, and this prestige was a rival pole of standing that the emperor could not ignore. Justinian’s framing of the African triumph, in which the general’s victory was carefully presented as the emperor’s own, the captives and spoils laid at the imperial feet, shows the throne’s anxiety to prevent the deliverer’s prestige from becoming an independent claim to honor, to absorb the glory of the conquest into the legitimacy of the crown rather than allowing it to accrue to the conqueror. The emperor could not destroy the prestige, which the victories had earned, but he could and did labor to subordinate it, and the labor itself is evidence of the threat the prestige represented.
The asymmetry between the irreplaceable individual and the self-preserving institution appears in the long arc of Justinian’s reliance on and suspicion of his general. Throughout the reign, Belisarius’s unmatched capability was indispensable to the emperor’s ambitions, and the emperor employed it again and again, recalling the general from disgrace whenever a new crisis required his skill. But the institution’s commitment to its own security meant that the general could never be allowed the full reward, trust, and power that his capability merited, for those would have made him a danger to the throne. The asymmetry was managed rather than resolved, the emperor neither destroying the general, whose skill he needed, nor honoring him, whose power he feared, but keeping him in a permanent condition of useful subordination, employed when needed and disgraced when not, his property confiscated in his age as a final assertion that whatever the deliverer possessed he held at the emperor’s pleasure. The Byzantine case shows the phenomenon in its chronic rather than its acute form, the fear expressed not in a single killing but in a lifetime of calculated distrust.
The use of legal form to legitimate the destruction appears in the conspiracy charge of Belisarius’s last years, the accusation that gave the emperor the occasion to disgrace and despoil his general under the appearance of justice. As in the other cases, the charge served the fear rather than the fact, providing the legal color for an act whose true motive was the emperor’s chronic suspicion of a subject too capable and too celebrated to be trusted. The form was the standard one, the imputation of treason to the loyal deliverer, and its function was the standard one, to convert the throne’s fear into a punishable offense and to justify the despoiling of the general as the punishment of a plot rather than the expression of a fear.
7. The Byzantine variant and the standard of the suite
Read against the cases that precede it, the Belisarius case confirms the phenomenon’s structure and contributes two distinct values to the suite, the chronic variant of the phenomenon and the methodological demonstration of the separation of fact from legend. As in Saul’s pursuit of David, in Athens’s exile of Themistocles, in Rome’s persecution of Scipio, in the Chinese founding executions, and in the late Roman murders, a genuine deliverer is ill-used by the regime he saved, out of fear of the capability and prestige the deliverance created, through forms, here recurrent recall and a final conspiracy charge, that serve the fear rather than punish any real crime. The Byzantine variant is distinguished by the chronic and sustained character of the fear, expressed across a lifetime of suspicion rather than in a single destruction, and by the fact that the deliverer, having declined an emperor’s crown, gave the clearest possible proof of the loyalty that his sovereign nonetheless refused to trust.
The case’s methodological value is its demonstration that the phenomenon stands on the documented record without need of legend, and indeed that the legend, false as fact, is true as testimony to the documented ingratitude that gave rise to it. By rejecting the blinding and retaining the disgrace, the suite shows that its cases rest on evidence rather than on the lurid embellishments that have gathered around them, and it shows at the same time that the popular memory’s reach for so extreme an image was a recognition, across the centuries, of the reality of the betrayal. The historian who insists on the truth, that Belisarius was not blinded but was disgraced and despoiled, does not weaken the case but strengthens it, for the truth is damning enough and the discipline of holding to it guards the whole suite against the charge of trading in fables.
Belisarius differs from Stilicho and Aetius in that the regime that ill-used him did not at once collapse, for Justinian’s empire survived the general’s disgrace and outlasted him; the self-defeat in this case is the subtler one, the squandering of the reconquest that the general’s victories had achieved, much of which was lost again in the generation after his death for want of the forces and the support that the emperor’s fear had always withheld. The fear of the deliverer’s power, which kept Justinian from ever giving Belisarius the army that would have secured the reconquest, is part of the reason the reconquest did not endure, so that here too, though less starkly than in the dying West, the regime’s fear of its savior cost it the fruits of his salvation. The deliverer who reconquered the West for an emperor who feared him saw the West reconquered with means too thin to hold it, because the emperor’s fear would not entrust the means to the man, and the empire kept its suspicion and lost, in time, the conquests, the chronic form of the self-defeat that the suite finds in every case, the regime preferring the security of its fear to the fruits of its salvation.
References
Hughes, I. (2009). Belisarius: The last Roman general. Westholme Publishing.
Luttwak, E. N. (2009). The grand strategy of the Byzantine Empire. Belknap Press of Harvard University Press.
Procopius. (1914). History of the wars (H. B. Dewing, Trans.). Harvard University Press. (Original work published ca. 552 CE)
Procopius. (2007). The secret history (G. A. Williamson, Trans.; P. Sarris, Rev. & Ed.). Penguin Books. (Original work published ca. 550 CE)
